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Chronology of Communications Between Barry Adams RN & the Massachusetts Board of Registration In Nursing (BORN)

October 15, 1996 - Complaints of "unprofessional conduct," "unethical conduct," and "patient neglect" were filed by Barry Adams RN against the Director of Nursing (DON) and the Administrator (a registered nurse) of Youville Healthcare Center. The complaints were filed on forms provided from the BORN. Reasons given for the complaints were that neither of the administrative RN’s took initiative to meet with the staff RN’s to investigate their concerns related to patient care despite documentation that supported the concern. Additionally, the DON was employing intimidation tactics to silence some of the nurses. 

Attached to the complaints was a letter to the BORN asking for clarity on nursing practice issues. The Questions were: 

1) "Given the current health care environment, is the licensed nurse to assume she/he is still accountable even though staffing patterns continue to be reduced by financial constraints at the institutional management level?" 

2) "In speaking with countless registered nurses and licensed practical nurses, I have found the vast majority are unaware of the wording of the Massachusetts Nurse Practice Act. Although they feel the quality of care is poor and staffing is dangerously low, they do not feel safe in addressing this with management and administration. Could the citizens of the Commonwealth be better protected if each licensed nurse is made aware of the purpose of the Board of Registration and the responsibility under which the licensed nurse is operating?" 

3) "At what point does the registered nurse, whom assumes the role of financial overseer for a fiscal budget, find him/her-self not responsible for the safety of the care being delivered under her/his direction or administration? Does the registered nurse in such a role have accountability when overriding the assessments of many registered and licensed practical nurses who actually provide the direct care for patients on a twenty-four hour basis?" 

BORN Response-On November 12, 1996 the Supervisor of Healthcare Investigations replied in a letter; "the issues you discussed in the narratives relate to administrative and personnel policies of the facilities and do not appear to be ones over which the Board of Registration in Nursing has jurisdiction." A referral to the Massachusetts Department of Public Health was offered. 

There was no response from the Board of Nursing to the above questions. 

October 18, 1996 - Adams is fired by the DON. Within days two RN’s, whom also spoke up about poor patient care, are issued disciplinary actions based on false allegations. One is also accused of "patient abuse." The three RN’s file a complaint with the National Labor Relations Board. 

March 18, 1997 - The Massachusetts Department of Public Health releases a report of investigation of Youville Healthcare Center following the accidental overdose of a patient. The facility is cited with eight deficiencies of patient care including; two counts of "Patient care-neglect" and two counts of "Lack of Professional & Technical Services" in the department of nursing. The report also faulted administrators for failing to correct unsafe practices identified by the DPH until further intervention by the investigators. Within a year, the DPH investigates two more patient incidents at the facility and issue more deficiencies. 

May 21 and 22, 1997- A two day hearing is held in Boston before federal Administrative Law Judge Arthur Amchan for the National Labor Relations Board. Documentation is presented to the judge. Two days of testimony is heard by the three staff nurses and the Director of Nursing, as well as, the Human Resource Director of the facility. 

August 28, 1997 -The Director of Nursing at Youville Health Care Center files a false, unsubstantiated complaint of "unprofessional conduct" against Barry Adams’ nursing license with the Massachusetts BORN. 

*This complaint is filed ten months after he was fired and four months after the NLRB hearing. 

September 8, 1997 - Adams received a registered letter (prepared by the BORN and assigned docket # RN 98-056) just seven days after the complaint was written. It read; the BORN "is in receipt of a complaint against your nursing license involving unprofessional conduct..." He was requested to respond within thirty days to the allegation and provide the following to the BORN: 

1) Performance evaluations and or letters from employers past and present. 

2) Description of job at time of complaint. 

3) Documentation of counseling/disciplinary action for problems during employment past or present, including dismissals. 

4) Letters from three (3) co-workers/supervisors addressing professional practice on facility letter head. 

(5) Copy of resume 

(6) Documentation of CEU credits. 

November 1997 - Judge Amchan issued a ruling which states Adams’ firing was "illegal" and an "attempt to silence and retaliate against him." He ruled the disciplinary actions issued against Adams and two other RN’s were discriminatory, punitive, and carried out with "animus" toward the three nurses. The Director of Nursing’s testimony was unreliable, according to the judge. He faulted her for offering "pretextual" and unsubstantiated motives to silence the nurses. The nurses are ordered reinstated with all back pay. All records of the punitive actions are ordered removed and all past and present employees are to be notified of his decision. Youville appeals his decision. 

May 21, 1998 - Ten months after he is accused of "unprofessional conduct" Adams is cleared of the charges. In a letter to Adams, the BORN states; "the Board has voted to dismiss the complaint because there is insufficient evidence to support the allegation...and the file will be closed." 

July 7, 1998 - Adams calls the Discipline and Licensure Coordinator, a staff attorney for the BORN. He asks what is the BORN’s definition of unprofessional conduct and unethical conduct. 

He asks why he was investigated for unprofessional conduct but the DON was not. He is told all complaints are investigated and must be resolved, that they do not go away, and all parties are notified of the outcome. He explained the letter he received from the Supervisor of Healthcare Investigations. The attorney attempted to access the computer to review the file. She stated there was no file on a complaint issued by Adams in October of 1996. She advised him to contact the Supervisor and inquire what happened to the complaint. 

July 7, 1998 - He wrote to the Supervisor that day and informed her of his conversation with the attorney at the BORN. He asked what the BORN’s conclusions were regarding the original complaints, and the definition of unprofessional and unethical conduct. 

No response received. 

August 4, 1998 - A second letter was sent to the Supervisor via certified mail. Copies of the original complaints, the letter with 3 questions, and the July 7th, letter are enclosed. 

August 6, 1998 - Two days later, Adams receives a letter from the Supervisor of Healthcare Investigators. It reads: "Any information that you seek from the Board of Registration in Nursing regarding its policies or definitions should be requested from the Board staff in room 1519 of this building." The letter goes on, "there are no pending complaints filed by you." She now states the issues addressed are under the jurisdiction of the Department of Public Health. 

August 8, 1998 - Adams responded saying the forms provided to him by the BORN were clear in indicating they were for complaints of unprofessional conduct. He reminded the Supervisor that regulations for "standards of conduct" for nurses are within the BORN’s jurisdiction and not the Department of Public Health (Per Legislative Mandate of the BORN.) He questioned why he was never referred to room 1519 before? He requested she review the complaints again and respond. He asks if there is a time limitation to refile the complaints and asks for two new complaint forms. No Response. He does not receive the forms. 

August 8, 1998 - Adams writes to the BORN staff in room 1519. He asks the original questions of October 1996 regarding accountability for staff nurses and nurses in administration. He requests a copy of BORN regulations in 244 CMR 7.00 regarding Disciplinary Proceedings. 

No Response. 

August 25, 1998 - After obtaining the CMR’s from the Internet, Adams again wrote to the Supervisor of Healthcare Investigators. He asks if the DON or Administrator were notified of his complaints in 1996 or of the BORN’s decision to dismiss them? 

August 27, 1998 - Three judges for the National Labor Relations Board issued a ruling on Youville Hospital’s appeal. They upheld judge Amchan’s ruling that the actions against the three staff RN’s were retaliatory in an attempt to silence them and were illegal. 

September 1, 1998 - Adams received a letter from the Supervisor of Healthcare Investigations. She restated that the issues of unprofessional conduct he referred to were "those of administrative and personnel policies of the facility" and "You were referred to the Department of Public Health...the agency most appropriate to deal with your issues." She stated that the requests of specific BORN policies have been forwarded to BORN executive director, Theresa Bonanno. 

No further response 

September 7, 1998 - Adams writes to Theresa Bonanno. He asked for advice on the appropriate channels to follow to find out why his complaints were not investigated and his questions on nursing practice were not answered. He noted that the BORN never assigned a docket number to his complaint (per CMR 7.03 and 7.04). He included copies of all communications between him and the BORN over the last two years. He asked why the complaint against his license was completely investigated (e.g., assigned a docket number) and why complaints against the administrative RN’s were not. 

No Response. 

September 10, 1998 - With court documents, reports from the Massachusetts Department of Public Health, and the recent NLRB ruling offered as evidence, Adams refiled complaints of "unprofessional conduct," "unethical conduct," and "patient neglect" with the Division or Registration.s Office of Investigations against the DON and Administrator. Attached to the complaint are: all written communications between the staff nurses and the Nursing Administration, Judge Arthur Amchan’s findings and ruling, the NLRB appeal ruling, and investigative reports and conclusions of the Massachusetts Department of Health. 

The complaints were based in part on: the BORN’s own CMR’s, the Mission Statement of the BORN, the American Nurses Association Code For Nurses, and the absence of any language or other differentiation in the above laws, regulations, and codes that would absolve some licensed nurses in Massachusetts of expected conduct that would serve the best interest of patients or the public in general. Therefore, it seems a licensed registered nurse who assumes a managerial or administrative position (or any role that indirectly affects the care or safety of a patient) is also accountable by the same laws, regulations, and professional codes to which all other licensed nurses are held accountable. That is to say that institutional policies of private businesses (hospitals, nursing homes, prisons, schools, home care agencies, etc...) and job descriptions of nurse executives, nurse managers and nursing supervisors can not render a licensed registered nurse exempt from laws, and other guidelines, which protect the patient and the essence of the profession of nursing, or relieve him/her of expected professional ethical standards. 

No Response from the BORN was received. (The BORN appears to be in violation of their own regulations CMR 7.03 and 7.04) 

October 5, 1998 - Adams contacts the governors office to ask whom to contact to look into the BORN’s silence regarding his complaints and questions. This begins a series of calls and letters between Adams, the Governors office, and the Office of Consumer Affairs to whom he was referred. 

November 4, 1998 - The BORN proposes changes in their regulations at CMR 244. Among the changes... 

•Sections 7.03 and 7.04 are removed.- "Receipt of all complaints will be acknowledged to the complainant" and "Each complaint received shall be assigned a docket number and be filed with the date received" •The new version states the purpose is to "define the actions the Board may take following an investigation of a complaint..." •The BORN approves new "Standards of Conduct for Nurses." Standard of Conduct-#14-Collaboration with Health Care Team is clarified to apply to nurses "when functioning as a member of the healthcare team." •There is a new standard (#13) of conduct which states licensed nurses "shall follow employer policies governing nursing practice not in violation of, or inconsistent with accepted standards of nursing practice."

•The new regulations include a separate section addressing the responsibilities of nurses in a management role. 

November 12, 1998 - Adams received a phone call from Teresa Bonnano. He expressed his concern that she had not responded to his letter of September 7th and that he had not heard from the BORN regarding his questions of two years ago. He stated he felt the BORN is inconsistent in the way in which they address complaints. He questioned: 

•Why the complaint he filed was dismissed without investigation? 

•Why the BORN had not answered his questions related to nursing practice in Massachusetts? 

•Why the BORN had not provided the definitions and policies of unprofessional conduct and unethical conduct he had requested? 

•Why the BORN responded so quickly to the complaint against his license but had never responded to his complaint against nursing administration at the facility where the DPH found so many violations? 

•Why he never received complaint forms that he requested from the office of investigations in August? 

Teresa Bonanno stated the purpose of the BORN is to regulate nursing practice according to Massachusetts General Law Chapter 112; sections 74 through 81C. He told her he believed the BORN was not in compliance with Massachusetts law 112; sec. 77 or CMR 7.03 and 7.04 when ignoring his complaint. She stated she would review his letter of September 7 and the attached documentation and get back to him. He never received another call. 

December 3, 1998 - Adams wrote to the Office of Consumer Affairs asking for assistance. He included all appropriate documents to support his concerns with the BORN, including the complaints. He noted the inconsistencies and the disparity in the way the BORN addressed complaints and questions on nursing practice. He was referred to Ann Collins, Deputy Director of the Division of Registration. Later, a series of telephone communications began between Adams and the Deputy Director. 

January 7, 1999 - Adams wrote to Teresa Bonanno. He referred to their conversation of November 12, 1999. He discussed the judges findings and raised the issue of nurse executives "illegally" firing and disciplining other registered nurses. He requested that someone from the BORN contact him to acknowledge receipt of his complaint filed in September of 1998. He cited CMR 7.03 and 7.04. A copy is forwarded to the Office of Consumer Affairs. 

He receives no response. 

January 20, 1999 - At a town meeting held at Newton-Wellesley Hospital Massachusetts nurses challenged the BORN’s new proposed regulations. Expressing concern for the BORN’s proposal for power to suspend a nurse’s license until an investigation is complete, a nurse attorney noted the extreme length of time it takes the BORN to conduct a hearing and complete an investigation. Such a delay could leave a nurse with a suspended license with out means to earn an income for months or years. In response, Marie McCarthy (Chairwoman for the BORN) stood and stated that the BORN had developed a new "streamlined" process to handle complaints in a more expedient manner and that the back log of complaints had been resolved. Adams challenged the statement stating he had tried for two years to communicate with the BORN. He also noted five months had passed since he filed his last complaint against administrative nurses whom had illegally fired him to silence him. He had received no notification of receipt of the complaint. There was no response. 

January 21, 1999 - Adams writes to Marie McCarthy at the BORN. He encloses copies of all correspondence with the BORN over the previous two years and states he believes the BORN chooses whose license they will discipline, and whose they will not. He states he does not feel the DON or Administrator who illegally fired him demonstrated "good moral character" or acted in a way that "reflects positively on the profession of nursing." No Response. 

January 23, 1999 - Marie McCarthy, supporting the BORN’s new proposed regulation that would allow the BORN to suspend a nurse’s license before an investigation is completed, refers to an actual case before the BORN of patient abuse by an unidentified nurse. She is quoted in The Boston Globe as saying, "But for the life of me, I cannot understand why any professional organization would support allowing a nurse whose behavior has been so egregious to continue practicing with a valid license for one, two, or three years. I’ll never understand that, never." 

February 23, 1999 - Six months after filing the second complaint, Adams received a letter from the Division of Registration Office of Investigations acknowledging receipt of his complaint against the nurses who fired him. It is assigned docket number RN-99-183 & 184. Seven months pass with no further word. 

August 25, 1999 - Three weeks before the BORN’s scheduled public hearings on "Standards of Conduct for Nurses", Adams receives a certified letter from the BORN’s Discipline and Licensure Coordinator. He is requested to attend an "Informal Conference" to "discuss the complaint" on September 22, 1999. He is asked to bring "any materials/witnesses that may assist the Board in this matter."

 
         
 

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